Mock Test NISM Series III A Securities Intermediaries Compliance
Introduction
Test Details
Name of Module: NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination
|
Fees (Rs.) |
Test Duration (in minutes) |
No. of Questions |
Maximum Marks |
Pass Marks* (%) |
Certificate Validity# (in years) |
|
1500+ |
120 |
100 |
100 |
60 |
3 |
Course Requirements
Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.
Who is this Course for?
| Who will benefit from the course |
| Individual |
| Bankers |
| Students |
| Tarders |
| Working Professionals |
|
Those seeking jobs in financial institutions |
Course Outline
Chapter 1 : Test
Rs.199* Rs.399
50% OFFThis Course includes
1 Section
E-Books in pdf
Mock Test
Certification Test
Certification
Corporate Training
Enterprise training for Team
Get a QuoteRecommended Courses
Mock Test Research Analyst NISM Series XV Certification Exam
Mock test for NISM Series-XV Research Analyst Certification Examination with approx 500 question answers.
Mock Test NISM Series VIII Equity Derivatives Certification Exam
Mock test for NISM Series VIII - Equity Derivatives certification examination with model test question paper of approx 500 question answers bank.
Mock Test Investment Adviser Level 1 NISM Series X-A Cert
Mock Test Investment Advisor Level-1 NISM Series XA certification examination with complete question bank as per SEBI pattern
Mock Test Investment Adviser Level 2 NISM Series X-B Cert
Mock Test Investment Advisor Level-2 NISM Series XB certification examination with complete question bank as per SEBI pattern
Mock Test NISM Series V A Mutual Fund Distributors
The examination seeks to create a common minimum knowledge benchmark for all persons involved in selling and distributing mutual funds including: Individual Mutual Fund Distributors Employees of organizations engaged in sales and distribution of Mutual Funds Employees of Asset Management Companies specially persons engaged in sales and distribution of Mutual Funds
Mock Test NISM Series 1 Currency Derivative
Online Mock Test paper for SEBI NISM Series I Currency Derivatives Module Certification with complete Question Bank
Mock Test Depository Operations NISM Series VI Certification
Mock Test for NISM Series- VI Depository Operations Certification Examination with complete question answers bank.
Mock Test Securities Operations and Risk Management NISM
Mock Test Securities Operations and Risk Management NISM Series VII certification with complete question bank as per SEBI certification examination pattern
Mock Test NISM Series V C Mutual Fund Distributors Level 2
The examination seeks to create a common knowledge benchmark for associated persons, i.e., distributors, agents or any persons employed or engaged or to be employed or engaged in the sale and/or distribution of mutual fund products and advisory functions, in order to enable a better understanding of features of advanced mutual fund products, fund valuation, fund performance measurements, investor service and related regulations.
Mock Test Interest Rate Derivatives NISM Series IV Certification
Mock Test preparation for Interest Rate Derivatives NISM Series IV Certification Examination with approx 500 question answers.
Mock Test NISM Series XIII Common Derivatives Certification Examination
Mock Test NISM Series XIII Common Derivatives Certification Examination with model test question paper of approx 500 question answers bank.
Mock Test NISM Series IIB Registrars and Transfer Agents Mutual Fund
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
Mock Test NISM Series V B Mutual Fund Foundation
The examination seeks to create common minimum knowledge benchmark for new cadre of mutual fund distributors, as per SEBI circular CIR/IMD/DF/21/2012 dated September 13, 2012, involved in selling and distributing simple and performing mutual fund schemes:
Mock Test NISM Series IIA Registrars and Transfer Agents Corporate
The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the corporate R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
Mock Test Merchant Banking Certification Course NISM Series IX
Mock Test Merchant banking certification Module NISM Series IX certification with complete question bank as per NSE pattern
Mock Test NISM Series XI Equity Sales
This examination is a voluntary examination. The examination seeks to create a common minimum knowledge benchmark for all persons involved in equity sales in order to enable a better understanding of equity markets, better quality investor service, operational process efficiency and risk controls. It seeks to ensure a basic understanding of the various aspects of the equity products, the process flow involved in trading, clearing and settlement of these products and the regulatory environment under which the market operates.
Mock Test NISM Series XII Securities Markets Foundation
This examination is a voluntary examination. The NISM-Series-XII: Securities Markets Foundation Certification Examination is for entry level professionals, who wish to make a career in the securities markets. This certification examination will also be useful to all those individuals who are interested in acquiring a basic knowledge of the Indian Securities markets, including: